Por Anthony Arblaster
(*)
the liberal rarely needs to be ashamed of the
realities created in
his name as the socialist has to
be much of the
time.(Ralf Dahrendorf <1 o:p="">1>
Liberal writers, at least in
the last forty years, have made a speciality of claiming that, unlike almost
all other doctrines, and certainly unlike socialism and communism, liberalism
is quintessentially non-doctrinaire and, indeed, anti-doctrinaire. 'The essence
of the liberal outlook,'Bertrand Russell once wrote, ‘lies not in what opinions
are held, but in how they are held: instead of being held dogmatically, they
are held tentatively, and with a consciousness that new evidence may at any
moment lead to their abandonment. This is the way in which opinions are held in
science, as opposed to the way in which they are held in theology.’ The title
of this article implies, and is intended to imply, that this claim is, in some
respects at least, untrue, and is, as a generalisation, misleading and historically
inaccurate. Liberalism has been, and in some of its forms still is, quite as
‘doctrinaire’ as the rival ideologies which liberals so freely denounce.
To my mind this is a very
obvious and simple point to make. Yet it does not appear to get stated very
often.
There has been a tendency to
take liberalism, and liberals, at their own evaluation. The liberals’ own
account of their own history and ideas has commanded a wide and uncritical acceptance.
Given this, it may not be entirely superfluous to go over this ground once
again, and remind ourselves of some aspects of the history and character of
liberalism which the liberals themselves have, understandably enough, tended to
sweep under the carpet. Or, to change the metaphor, let us unlock a few
cupboards and parade one or two of the hidden skeletons of liberalism across
the spotlit stage of the history of ideas.
The liberal self-image
First we must recall the
seif-image of liberalism as it has been presented in the period of the Cold War
and of socalled ‘totalitarianism’, and particularly as it was developed in the
decade and a half between 1945 and 1960. One major source of this self-image
was Karl Popper’s excessively influential book, The Open Society and its
Enemies, which appeared in 1945 – the ideal moment for it to make the maximum
impact. Popper found the fundamental conflict between liberal reason and
totalitarian dogmatism everywhere, even in classical Athens, where it was Socrates
‘who taught the lesson that we must have faith in human reason, but at the same
time beware of dogmatism,’while his pupil Plato epitomised the anti-rational,
dogmatic spirit of totalitarianism .
One distinguished person who
was, for a time, much influenced by Popper was Bertrand Russell. The short
essayof his already quoted
‘Philosophy and Politics’ – and to some extent the whole collection in which it
appeared, Unpopular Essays (1950) – is a classic, condensed expressionof this
version of liberalism: The Liberal creed, in practice, is one of
live-andlet-live, of toleration and freedom so far as public order permits, of
moderation and absence of fanaticism in political programmes only
through a revival of Liberal tentativeness and tolerance can our world survive.
At about the same time
(1949) similar sentiments were being expressed by Isaiah Berlin in the journal
Foreign Affairs:What the age calls for is not (as we are so often told) more
faith, or stronger leadership, or more scientific organisation. Rather is it the
opposite less Messianic ardour, more enlightened scepticism…. What is required
is a less mechanical, less fanatical application of general principles, however rational or righteous,he vocabulary of
denigration that constantly recurs in these writings of the late 1940s and
1950s, the period of the frostiest Cold War, is familiar: dogmatic,
doctrinaire, fanatical, Messianic, chiliastic, ideological and so on.
Here are two more examples:
The less, therefore, man
clogs the free play of his mind with political doctrine and dogma, the better for
his thinking what shams and disasters
political ideologies are apt to be, we surely have had opportuni ty to learn
empiricism is the ally of freedom, and the doctrinaire spirit is the friend of
totalitarianism.
The only difference is that
these last two quotations come, not from liberal writers, but conservative
ones, Sir Lewis Namier and J.L. Talmon, both also writing in the 1950s.Liberalism, we have
repeatedly been told, stands for a rational, open-minded, ‘tentative’ approach;
for flexibility and empiricism (respect for the facts), as opposed to
dogmatism, fanaticism and ideological certainty. It is these latter attitudes,
embodied in the dominant ideologies of the twentieth century, which are
supposed to lie at the root of all the worst cruelties and tragedies of our
time. Liberalism, far from being rendered obsolete by these tougher creeds, has
become more relevant than ever. Probably this was most famously and concisely
expressed by E.M.
Forster, in his credo of
1939, ‘What I Believe’. This began ‘I do not believe in Belief’, but ended by
rejecting the feeling of shame he had sometimes felt at being ‘an individualist
and a liberal who has found liberalism crumbling beneath him. It was Forster
too who summed up much of the anti-ideological case in three words: ‘Programmes
mean pogroms’ – this in an essay on Orwell written in 1950 .
Re-defining liberalism
Those who interpret
liberalism as a creed of scepticism, as opposed to commitment, have not had any
difficulty in discovering a distinguished line of ancestors. Sometimes, as with Popper, it is traced
back, rather implausibly, as far as Democritus and Socrates. Another writer
called in Peter Abelard as a witness to the liberal faith. But the less
anachronistic lineages usually begin with such figures as Erasmus and
Montaigne, and others who stood aside from the religious conflicts of the early
modern period. Locke is usually invoked, but from among the many Enlightenment thinkers
who might qualify, it is the unrepresentatively conservative figure of
Montesquieu who is singled out for praise, rather than Diderot or Voltaire or
Condorcet. From the nineteenth century, Benjamin Constant, de Tocqueville,Alexander Herzen, the
younger Mill and, sometimes, Lord Acton, are chosen. Other names could be added
to this list.
But it is at once clear that
this is a highly selective, not to say stingy, list of liberal luminaries.
Where are Milton, Voltaire, Beccaria, Jefferson, Paine, Wollstonecraft,
Bentham, Shelley, Goya, Byron, Mazzini, T.H. Green, Hobhouse, Russell and so
many others? What has happened to the creators of liberal economics, Adam
Smith, Malthus and David Ricardo. The answer is that the history of liberalism
was being quietly rewritten to exclude from its annals any person or writer who
might have been, or indisputably was guilty of displaying any of those
characteristics so deplored by Berlin, Popper, Forster, Albert Camusand the
rest: fanaticism, dedication, Messianic ardour, andso ,forth.
For if there is one
generalisation that can safely be made about such varied figures as Milton,
Voltaire, Paine, Shelley, Jefferson and Mazzini, it is that they were anything
but ‘tentative’ or ‘sceptical’ in their basic political commitments. Voltaire’s
crusade against superstition and the cruelty and torture sanctioned by
organised religión was anything but ‘tentative’. Those many liberals who in the
early nineteenth century dedicated themselves to the causes of Greek or Italian
or Polish independence did so with an ardour which would no doubt appal Sir
Isaiah Berlin. And even Bertrand Russell, in his political commit. ments, did
not of course conform to his own prescriptions of caution, tentativeness and an
instant readiness to abandon views and beliefs.
So whatever may be true of
contemporary liberalism, it is manifestly not true that liberals have always
displayed those qualities—ot scepticism and moderation which are now held to be
fundamental to liberalism.
Classical liberal economics
The overall tradition of
liberal thought and practice can hardly be considered without reference to what
is often thought of as liberalism’s major intellectual achievement: classical
political economy from Adam Smith to Malthus, Ricardo and the younger Mill. And
Liberal economics supplies a second, and very different, counter-example to the
recent image of liberalism.
Of the great classical
economists Adam Smith was the least ideological – using that term in a
derogatory sense. That is to say, Smith was the most searching, the most complex,
the most honest and detached of the classical economists. What was made of his
theory is another matter. But if we leave aside Smith, then there are few
groups who can be more appropriately
described as dogmatic, doctrinaire and inflexible than the chief proponents of
liberal political economy, both as theory and practice, in the first half of
the nineteenth century. Nor were theory and practice set wide apart. Many of
the leading theorists of liberal economics were deeply involved in policy
creation in this period.
It is a favourite ploy of
apologists on behalf of this or that influential thinker or writer to claim
that their hero is guiltless of the various unsavoury distortions,
interpretations and applications of their theories devised by their proclaimed
followers and disciples. Marx was not responsible for Marxism, Darwin would
have disowned social Darwinism, and so on. It is certainly important that we
distinguish between what a particular person thought and what others think or
assume that that person thought, between Marx and Marxism, Darwin and
Darwinism, etc. But this process can be carried too far – to the. point where
it sometimes seems that the world is divided between blamelessly enlightened
original thinkers, on the one hand, andthe mass of their crass, unscrupulous,
so-called followers on the other.
This has certainly happened
with the liberaf economists, on whose behalf a whole school of apologists has grown
up in recent decades. If the more enthusiastic of these apologists were to be
believed, we would have to conclude that not one of the major liberal
economists was ‘really’ committed to anything so crude as laissez-faire or free
trade. All of them were ‘really’ flexible pragmatists, ready to allow or
support interventionism whenever a good case could be made out for it . Reading
this type of apologetics, one is inclined to suspect, a priori, that it is all
a little too good to be true.
And so it turns out to be in
this particular case. It was not just the simplifying politicians and
propagandists who were responsible for the horrors and cruelties that resulted
from the implementation of market principles. The theorists themselves were
involved, supporting and encouraging the politicians, offering advice, and
helping to devise new policies and legislation.
The New Poor Law of 1834
One notorious product of
this involvement was the New Poor Law of 1834. Whatever judgement is made on
this piece of legislation and its implementation, it certainly cannot be said
that it was the politicians and civil servants who were exclusively responsible
for either . On the contrary, two of its principal architects were prominent theorists
and intellectuals, Edwin Chadwick and Nassau Senior, and Chad wick became
secretary to the Poor Law Commission which had the responsibility for putting
the new act into effect. Chadwick described the law as ‘the first great piece
of legislation based upon scientific or economical principles’; while Lord
Brougham, defending the bill in parliament, remarked pityingly of the
originators of the Old Poor Law that ‘they could not foresee that a Mal thus
would arise to enlighten mankind upon the important branch of science – they
knew not the true principleupon which to frame a preventative check to the
unlimitedincrease of the people’ .
Nor can it be claimed that
the harshness of which por people complained as soon as the new law was put
into operation was a mere by-product of the policy, or the responsibility of
those usually described in this sort of contextas ‘over-zealous’ administrators
– a classic euphemism.
Harshness was indispensable
to the whole project. This is abundantly clear from the Report itself.
Workhouses, said the Report, should be ‘objects of terror’. They corn mended the
policy which had been adopted at Cookham in Berkshire, where the labourer found
‘that the parish is the hardest taskmaster and the worst paymaster he can
find’. They also recommended, not a minimum, but a máximum diet for workhouse
inmates, ‘leaving to the local officers the liberty of reducing it below the
maximum if they can safely do so’ . dogma, in defiance of the evidence of human
need, in English history.
That makes my point
precisely. The liberal economists were gUilty of exactly the kind of moral
offence for which they so regularly and righteously condemn the
‘ideological’movements of today: that of sacrificing the happiness and well-being
of individuals for the sake of, or in the name of, a theory or a principle.
One notorious, much hated,
aspect of the new workhouses was the strict segregation of the sexes. This was
a measure inspired, as Brougham implied, by the very influential theory of
Malthus. Everything should be done to prevent the poor from ‘breeding’, since
this would only multiply the numbers of the poor and destitute. Once again,
itisimplausible to claim that the New Poor Law represents a distortion or a
crudification of Malthus’s own views. In fact Malthus’s only objection might
have been that it was too generous a piece of legislation, since he believed
that all forms of poor relief ought to be abolished. When Malthus appeared before the House of Commons
committee on Emigration in 1827, he suggested that parishes should cease to pay
the rent of paupers, and urged that taxation should be used to discourage the
building of new cottages.
Landlords who pulled down
empty cottages were corn mended . Malthus, far from being a theoretician
standing aloof from the practical consequences drawn from his own theory, was
actively involved in drawing those conclusions himself. Marx was right when he
remarked that ‘The hatred of the English working class against Malthus is
therefore entirely justified’ . Keynes, who described Malthus’s Essay on the
Principle of Population as being ‘profoundly in the English tradition of humane
science’, was also at pains to point out that Malthus himself was kindly and
well-lik~d, and not ‘the cruel and vicious monster of pamphleteering
controversy’ . This is, of course, entirely beside the point. It is not his
personal characteristics which are at issue, but the principles and policies which
he advocated. Malthus, like Chadwick, was not a tiger, but a doctrinaire .of
exactly the kind condemned by contemporary liberals. Even John Stuart Mill,
often held up to us as a paradigm of the open-minced liberal intellectual, was
an enthusiastic supporter of Malthus in his youth, and a consistent supporter
of the New Poor Law. As late as the mid-1840s, when its harshness had been
repeatedly exposed in well-known scandals, he was still denouncing its
opponents as ‘sentimental’ .
It is hardly necessary to
say much about the consequences of the putting into practice of this openly
avowed policy of ‘terror’. The horror and hatred which these new institutions
immediately aroused is indicated by the fact that within three years Dickens
made it the object of his characteristically fierce and humane satire in his
second novel, Oliver Twist. Satire is often closer to truth than it suits us to
admit, and the editor of the Penguin edition of the novel assures us that
Dickens ‘does not greatly exaggerate’ the meagreness of the diet which prompted
the famous demand for more . The other point to notice is Dickens’ constant use
of terms like ‘philosopher’ and ‘philosophical’ to describe the guardians of
the workhouse and others associated with its administration. He had grasped
that this law was the product of a theory – a point takenup two years later by
Thomas Carlyle in his essay on Chartism, in which he wrote of the
Commissioners: ‘They are not tigers; they are men filled with an idea of a . theory.
There is no gap between the
pr inciples of classical liberal economics and the practice of the New Poor
Law. The one was a direct deduction from the other. And the consequences were
appalling. Edward Thompson’s comment is perfectly apt: The Act of 1834, and its
subsequent administration by men like Chadwick and Kay, was perhaps the most
sustained attempt to impose an ideological British liberals and the Irish
famine 12
One further instance of the
impact of liberal economics deserves mention: British responses to the Irish
famine of the mid-1840s. In general those responses were dictated, not by the
elementary human concern to rescue people from death by starvation or disease
but, by a concern to abide by the principles of liberal market economics. In so
far as human concern did modify this ‘principled’ economic response, this was
the responsibility of the Tory administration of Sir Robert Peel, which did
make some effort toprovide cheap food and a public works programme. But once
the Whigs came into office in 1846, even these quite modest measures were
abandoned.
Wheat, oats and barley were
actually exported from Ireland in these years of famine. This did not bother
Sir Charles Trevelyan, the Treasury civil servant with responsibility for
policy in Ireland. ‘Do not encourage the idea ofprohibiting exports,’ he wrote
to a British official in Dublin, ‘perfect Free Trade is the right course.’ As
for importing food into Ireland, Lord John Russell, the Prime Minister, said
‘We think it far better to leave the supplying of the people to private
enterprise and the ordinary trade.’ And
so – no positive measures were taken, and the Irish people starved to death –
about a million and a half of them in four years or so. It was the British Lord
Lieutenant of Ireland who wrote to Russell in 1849: ‘I don’t thinkthere is
another legislature in Europe that would disregard such suffering as now exists
in the west of Ireland, or coldly persist in a policy of extermination.’
Sensible, moderate, balanced British readers, who think that the Irish tend to
exaggerate what they have suffered at British hands, should note that last
phrase ‘a policy of extermination’, used by the senior British administrator at
thetimeof the famine .
Doubtless the Whigs did not
intend that the Irish should starve to death. But they were sure that they knew
what the best way of responding to the tragedy was, and that was to leave its
remedy to the operation of market forces. ‘The more I see of government
interference,’ wrote Sir Charles Wood, Chancellor of the Exchequer, ‘the less I
am disposed. to trust to it, and I have no faith in anything but private
capital employed under individual charge’ . It is an attitude which has
recently been extensively revived – once again with cruel consequences. In
addition there was the baleful influence of the Malthusian approach, which made
it quite natural for an economist like Torrens to talk about Ireland’s ‘redundant
population’, and for Nassau Senior to remark, according to Benjamin Jowett,
that ‘he feared the famine of 1848 in Ireland would not kW more than a million
people, and that would be scarcely enough to do much good’. A British official
in Ireland, Sir Randolph Routh, wrote to Trevelyan in 1846, ‘You cannot answer
the cry of want by a quotation from political economy.’ But that is precisely
what Russell, Wood, Trevelyan and the Whig government as a whole did do. As
Cecil Woodham-Smith wrote in her magnificent study, The Great Hunger: ‘The
influence of laissez faire on the treatment of Ireland during the famine is
impossible to exaggerate’ . This influence, this rigid adherence to an economic
doctrine, is the only thing that renders
the behaviour of the British administration at all intelligible.
Bertrand Russell, in the
essay already referred to, wrote that ‘it is seldom justifiable to embark on
any policy on the ground that, though harmful in the present, it will . be
beneficial in the long run’; and that ’empiricist liberalism is the only philosophy that can be adopted by
a man who desires human happiness more than the prevalence of this or that
party or creed’ . Russell might have recalled the role played by his own
grandfather (in whose house he was brought up) between 1846 and 1850. It
clearly transgressed both these principles. But it was not that Lord John
Russell’s conduct in this case, or in that of his support for the New Poor Law,
fell short of his own principles. On the contrary, it showed the reverse: a
rigid attachment to doctrine and principle despite their manifestly dreadful
results. Here, in fact, was liberalism living up to its own principles. But
they were not the empiricist principles outlined by Bertrand Russell.
Why is this doctrinaire
strain within liberalism not more generally recognised? The basic reason, as
was suggested earlier, is surely that the history and interpretation of
liberalism have been largely in the hands of the liberals themselves. It is not
that they have deliberately suppressed episodes which are an embarrassment to
them – though this may have sometimes happened. Two explanations are possible.
Either they have been simply the prisoners of their own ideology – and
Russell’s forgetfulness about his own grandfather’s role over Ireland must
surely be an example of this. Or else they have been engaged in a large-scale redefinition
of liberalism, its history and tradi tion(s), which has meant that those
individuals and episodes not conforming to this conception are banished from
the re-definedtradition.
The definition of what
constitutes liberalism is, of course, to some extent an open matter, and it
will change as historical perspectives change. Nevertheless, historical Jacts
do themselves set some, limits to what is legitimate. It must be relevant,
though not in itself decisive, that many of those tacitly omitted from the
current liberal canon certainly believed themselves to be liberals. It is also
relevant to consider what was thought of at the time as being liberalism –
although, equally, the fact that the term ‘liberalism’ did not acquire its
modern political meani g until around 1820 should not deter us from applying it
to earlier episodes and persons. It makes no sense to deny that Locke, to take
an obvious example, had something to do with liberalism as it is commonly
understood. Therefore a definition, explicit or implicit, of liberalism which
contrives to exclude the whole tradition of liberal economics, both theory and
practice, must be regarded as unacceptable. The fact that that tradition
displayed characteristics which are now regarded as illiberal is no doubt
embarrassing, but ultimately irrelevant.
We cannot reasonably demand
that an ideology with a long history should at all stages of that history
conform to what is now conceived of as the ideal model. That such an ideology
should, on occasions, assume a dogmatic and inflexible shape ought not
to~urprise or even much dismay us. For any ideology at its most dynamic is
bound, for better or worse, to be in some ways doctrinaire and in some ways
inflexible. And its tendency to ifly in the face of the facts’ is not as
unambiguously deplorable as the empiricist supposes. On the one hand, it may
well represent an attempt to force reality into patterns dictated by theories
held a priori, without regard either to fact or to human costs. British policy
during the Irish famine clearly falls into this category. On the other hand, it
may also mean simply a brave refusal to accept the world as it is, a refusal to
accept present facts as immutable – which is, of course, the root of any
radical or revolutionary project.
The two are, no doubt, not
so very far from one another.Where a radical determination to change the world
becomes a brutal indifference to reality and suffering is not always easy to
determine. But both characteristics are likely to be present in any doctrine or
ideology when that movement of ideas is at its most dynamic; and liberalism is
no exception to that rule.
When liberals believed most
strongly in their own values and principles, it was liberalism which appeared
to its conservative opponents as dogmatic and anti-empirical. Twentieth-century
liberals do not share that degree of conviction. They are full of self-doubt.
But that is not a goodreason for failing to recognise that liberalism has not
always had that character, or for rewriting the history ofliberalism to make it
conform to this twentieth- century model.
How non-doctrinaire is
contemporary liberalism? Whatever may be true of contemporary liberalism,
liberalism in the past, then, has not always had the empirical, sceptical character
which is often claimed to be essential to liberalism itself. We must now look a
little more closely at twentieth-century liberalism. Is it true that
contemporary liberalism, by contrast with those other creeds of Left 13and
Right, is flexible and undogmatic? And even if that is the case, does that
necessarily make it more humane tan its competitors? It is certainly the case
that many liberals in our century have identified liberalism with hesitancy,
uncertainty,tentativeness. This is particularly common among
‘literary’liberals. E.M. Forster has already been cited. He couldpoint also to
Cyril Connolly, in The Unquiet Grave, to Angus Wilson’s first novel, Hemlock
and After, and to Lionel Trilling’s only novel, The Middle of the Journey. In both
novels a contrast is made between a sensitive, indecisive liberal and some
intendedly representative figures of the Left, who are insensitive and even
arrogant to the point of obtuseness. Connolly’s book first appeared in 1944, Trilling’s
novel was published in 1947 and Hemlock and After in 1952. A study of the
culture of the 1940s and1950s would reveal a great concentration of works
expressive of this vein of liberalism. In so far as liberalism has become more
sceptical about political action of any kind, more hostile to general ideas and
principles, it has, of course, moved closer to what has traditionally been a conservative
position. This is illustrated by the striking identity, or closeness, of the
views quoted earlier, of Russell, Foster and Berlin on the one hand, and the
conservatives Namier and Talmon on the other. It was in no way accidental that
Talmon’s best known book, The Origins of Totalitarian Democracy, another
product of the early 1950s, should have been taken into the canon of liberal
literature of that period, despite the author’s avowed conservatism.
Yet this Cold War
liberalism, which was officially so dedicated to humane and flexible
empiricism, was not notable for the empiricism or flexibility of its response
to communism, or to Leftism more generally – which was subsumed under the
heading of ‘communist sympathies’, one of the smear terms of that period. For
evidence of this, one would need only to consult the pages of Encounter, the
monthly magazine founded with the support of CIA funds in 1953. One test was
the response of liberal intellectuals to the anti-communist witch hunt usually
known as McCarthyism.
Some liberals – Arthur Schlesinger Jr would be one example – came out of this test well. But many did not. Karl Wittfogel, author of another fashionable text of that period, Oriental Despotism (1957), named M.I. Finley as a former Communist. Finley denied it, but lost his job at Rutgers University nonetheless. Sidney Hook, Arthur O. Lovejoy and Leslie Fiedler – the latter being Encounter’s chosen commentator on McCarthy and the trial and execution of the ‘Rosenbergs – all agreed that ‘proven communists’ should not be allowed to teach, on the grounds that, as Lovejoy put it, ‘a member of the Communist Party has engaged his intellect to servility, and therefore professionally disqualified from performing his functions as a scholar and a teacher’. The Presidents of Harvard and Yale Universities at that time agreed with this view. Hook, Irving Kristol, then an editor of Encounter, and Daniel BelT were among those liberals who argued that Communists were not en14 titled to the same civil rights as the rest of the population, on the grounds that, as Kristol put it, Communism was not an ‘opinion’ like any other, but ‘a fanatical conspiracy’ At a more theoretical level, we find that this Cold War liberalism adheres very firmly to the traditional liberal hierarchy of values. That is to say, regimes are judged, not by reference to the progress or otherwise that they make in improving the lot of the mass of the peple, but by the degree of freedom they permit – freedom ‘being defined in the traditional liberal way, as political and legal freedom.
Some liberals – Arthur Schlesinger Jr would be one example – came out of this test well. But many did not. Karl Wittfogel, author of another fashionable text of that period, Oriental Despotism (1957), named M.I. Finley as a former Communist. Finley denied it, but lost his job at Rutgers University nonetheless. Sidney Hook, Arthur O. Lovejoy and Leslie Fiedler – the latter being Encounter’s chosen commentator on McCarthy and the trial and execution of the ‘Rosenbergs – all agreed that ‘proven communists’ should not be allowed to teach, on the grounds that, as Lovejoy put it, ‘a member of the Communist Party has engaged his intellect to servility, and therefore professionally disqualified from performing his functions as a scholar and a teacher’. The Presidents of Harvard and Yale Universities at that time agreed with this view. Hook, Irving Kristol, then an editor of Encounter, and Daniel BelT were among those liberals who argued that Communists were not en14 titled to the same civil rights as the rest of the population, on the grounds that, as Kristol put it, Communism was not an ‘opinion’ like any other, but ‘a fanatical conspiracy’ At a more theoretical level, we find that this Cold War liberalism adheres very firmly to the traditional liberal hierarchy of values. That is to say, regimes are judged, not by reference to the progress or otherwise that they make in improving the lot of the mass of the peple, but by the degree of freedom they permit – freedom ‘being defined in the traditional liberal way, as political and legal freedom.
Thus Cuba after the 1959
revolution – ‘that imprisoned island’, as the liberal hero, President John
Kennedy, called it – was strongly
condemned in the pages of Encounter for its infringements upon civil and human
rights; but no interest at all was shown in the achievements of the new regime,
the improvements in health or the spread of literacy, for example. That still
is the characteristic liberalmode of judgement upon left-wing or revolutionary
regimes, and it is not self-evidently a less dogmatic, or more empirical mode
than other kinds of judgements which might be made.
Hot-war liberalism: Vietnam
These kinds of attitudes
issued ultimately in the American war on Vietnam between 1965 and 1975.
Anti-Communismis, of course, by no means the exclusive property of liberals,
but the description of Vietnam as ‘a liberal’s war’is justified for two
reasons. Firstly, the war was run by liberal presidents, until 1968, supported
and encouraged by liberal intellectuals within and outside the Kennedy and Johnson
administrations. Secondly, the war was constantly justified in liberal terms,
as a war for freedom, against communist tyranny, and so forth.
Among the opponents of the
war there were a number of longstanding proponents of an essentially
conservative realpolitik such as Hans Morgenthau and W;:jlter Lippmann. Their
opposition was based, not on radical principles but, on the realistic belief
that the war was unwinnable, a costly mistake. They were proved right, and they
may be saidto represent the genuine, traditional kind of near-cynicalpragmatism;
while the liberal supporters of the war displayed a dogmatism quite at variance
with their proclaimedhostility to ideology and ideological politics.
BarringtonMoore’s comment is apt:The calm confidence – or ecstasy – of the’
politicalleader who sends masses of humanity to their death for the sake of a
shining distant future is indeed abominable. Equally abominable is the
complacency of those liberals willing to rain terror from the skies while they
prate about the virtues of pragmatic gradualism. But there is in any case a
more fundamental paradox which is raised in an especially acute form by the
example of war. War, whether justified or not, is an extreme and extremely
clear example of a situation in which present and tangible benefits, including
present lives, are beingsacrificed for the sake of some supposedly greater or
more distant good or benefit. Everyone who is not a pacifist accepts that such
sacrifices can on occasion be necessary, and so justified. What is odd, and
finally quite unconvincing, about the contemporary liberal position is that the
suggestion that liberalism is the only approach to politics which does not
condone, and does not require such sacrifices. Liberals are not generally
pacifists, and this factalone belies this claim.
The truth is that any
politics, however humane in purpose, unavoidably involves calculations about
what sacrifices of present happiness and welfare are necessary for the sake of
expected or hoped-for future benefits. Isaiah Berlin has quoted with approval a
passage of Bentham which he asserts is ‘at the heart of the empirical,
asagainst the metaphysical, view of politics’:
can it be conceived that
there are men so absurd as to prefer the
man who is not to him who is; to torment the living, under pretence of
promoting the happiness of them who are not born, and who may never be
born?<28 a="" abandon="" about="" absurd="" accept="" all="" almost="" american="" and="" answer="" any="" are="" asian="" aware="" be="" bentham="" berlin="" bombed="" born="" but="" by="" can="" cause="" certainly="" citizens="" collectively="" continuity="" continuously="" dated="" depends="" detail="" dilemma="" dreadful="" empirical="" enemies.="" even="" for="" frightful="" future="" generations="" goals="" governments="" guarantee="" happen="" hate="" he="" his="" how="" if="" illustrates="" imposing="" in="" individually="" inevi="" innocent="" intimi="" into="" involve="" is="" it="" just="" killed.="" knuckling="" liberals="" like="" living="" making="" many="" massacre="" may="" me="" metaphysical="" more="" n="" never="" not="" o:p="" of="" one="" or="" other="" out="" own="" people="" politics="" practice="" precipitate="" present="" provision="" questionnaire="" realisation="" reality="" regimes="" s="" sacrifices="" sake="" seems="" sent="" should="" shows="" simple="" so="" societies="" society="" south-east="" stating="" surely="" tably="" that="" the="" their="" them="" themselves="" theory.="" this="" time.="" to="" torment="" total="" uncertain.="" under="" upon="" very="" vietnam="" vietnamese="" view="" villages="" voluntarily="" war="" way="" well:="" well="" which="" who="" whose="" will="" withdrawal="" would="" writers="">28>
One of two conclusions seems
unavoidable. Either liberalism is less empirical and more doctrinaire than it
claims to be; or else the empirical approach is not automaticallyor
self-evidently more humane than the alternative supposedly doctrinaire and
ideological approaches.What is beyond dispute is that liberalism was, in some of
its nineteenth-century forms, quite as dogmatic as any twentieth-century
ideology. But here we come full circle. ‘You cannot answer the cry of want by a
quotation from political economy.’ No? The revival of liberal economics presided
over, intellectually by Hayek and Milton Friedman, and politically by Ronald
Reagan and Margaret Thatcher, has displayed those characteristics of obtuse and
heartless dogmatism which we noticed in relation to its earlier incarnation.
This form of liberalism remains as rigidly doctrinaire as it always was.
Footnotes
1.- This splendidly compacent claim comes from Rolf
Dahrendorf, Life
Chances (Weidenfeld and Nicolson, 1979), p. ix.
2.- -Bertrand Russell, ‘Philosophy and Politics’, in
Unpopular Essays (Allen
& Unwin, 1950, 1968 edition), p. 21.
3.- K.R. Popper, The Open Society and its Enemies (Rout
ledge and Kegan
Paul, 1945, 1962 edition), Vol. I, p. 185.
4.- Russell, op. cit., pp. 21 and 23.
5.- Isaiah Berlin, Four Essays on Liberty (Oxford University
Press, 1969),
p. 39-40.
6.- Sir Lewis Namier, ‘Human Nature in Politics’, The
Listener, 24
December 1953.
7.- J.L. Talmon, The Origins of Totalitarian Democracy
(1952, Sphere
Books, 1970 edi tion), p. 4.
8. E.M. Forster, Two Cheers for Democracy (Edward Arnold
1951,
Penguin edition 1965), pp. 75 and 83.
9.- ibid., p. 70.
10.- For some examples, see A. W. Coats (ed.), The Classical
Economists
and Economic Policy (Methuen, 1971). And see my The Rise and
Decline of Western Liberalism (Black well, 1984), pp.
250-51.
11.- See Robert Pearson and Geraint Williams, Political
Thought and
Public Policy in the Nineteenth Century (Longman, 1984), pp.
31-35.
12.- See Arblaster, op. cit., p. 255, and Raymond G.
Cowherd, Political
Economists and the English Poor Laws (Ohio State University
Press,1977
13.- S.G. and E.O.A. Checkland (eds.), The Poor Law Report
of 1834
(Penguin, 1974), pp. 277, 337 and 419.
14.- Oliver Twist (Penguin, 1966), Appendix A, p. 483.
15.- Thomas Cariyle, Chartism in Selected Writings, ed. Alan
Shelston
(Penguin, 1971), p. 164.
16,- E.P. Thompson, The Making of the English Working Class
(1963,
Penguin edi tion 1968), p. 295.
17.- See Cowherd, op. cit., pp. 161-62.
18.- Ronald L. Meek (ed.), Marx and Engels on Malthus
(Lawrence and
Wishart, 1953), p. 123.
19.- J.M. Keynes, Essays in Biogoraphy (Macmillan, 1972),
pp. 86 and 92
20.- I have summarised Mill’s views on the New Poor Law in
op. cit., p.281.
21.- Most of this material is taken from Cecil
Woodham-Smith, The Great
Hunger (Ham ish Hamilton, 1962), pp. 125 and 381, and also
R.D.
22.- Collison Black, Economic Thought and the Irish Question
1817-1870
(Cambridge University Press, 1960), p. 117.
23.- Black, op. cit., p. 39.
24.- Woodham-Smith, op. cit., pp. 375-76 and 54.Russell, op.
cit., pp. 24 and 25.
25.- For liberal complicity with McCarthyism, see Arblaster,
op. cit., pp.313-15. Also Christopher Lasch, ‘The Cultural Cold War’, in The
Agony of the American Left (Alfred A. Knopf, 1969), pp.
82-83; and
David Caute, The Great Fear (Seeker & Warburg, 1978),
pp. 405 and
413.
26 .-I take the phrase from Murray Kempton’s contribution to
a revealing
symposium, ‘Liberal Anti-Communism Revisited’, in
Commentary,
September 1967.
27.- Barrington Moore, Jr., Reflections on the Causes of
Human Misery
(AlIen Lane, 1972), p. 27.
28.- Berlin, Four Essays on Liberty, p. 171.
29.- Cecil Woolf and John Bagguley (eds.), Authors Take
Sides on Vietnam (Peter Owen, 1967), pp. 60-61. For the purposes of this essay
I have borrowed shamelessly from my own recent book on iberalism, but the materials used for the
particular argument of this essay are arranged quite differently in the book. “Any
obsolescent material?” Fuente: (*)RP 039 (Spring 1985)
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